Legal Documents

Invest M provides a safe and ethical trading environment to all of its clients and partners. Find out more about the legal documents which govern our relationship and download any documents of interest, with ease.

Regulation Document

Regulation Document

This document sets out the regulations that govern the conduct of our business and the provision of our services. As a licensed derivative broker under the Securities and Exchange Regulator of Cambodia (SERC), we are committed to complying with all applicable laws and regulations, as well as maintaining the highest standards of professional conduct.

  1. Capital Adequacy

We are required to maintain adequate capital to support our business operations and ensure the protection of our clients. We comply with SERC regulations on capital adequacy and maintain sufficient financial resources to cover our risks.

  1. Risk Management

We have established risk management policies and procedures to identify, assess, and manage the risks associated with our business. We monitor our risk exposure on an ongoing basis and take appropriate measures to mitigate any potential risks.

  1. Client Protection

We are committed to protecting the interests of our clients and ensuring that they receive fair and transparent treatment. We comply with SERC regulations on client protection and have established policies and procedures to ensure the confidentiality, security, and integrity of our clients' information.

  1. Disclosure and Transparency

We provide our clients with clear and accurate information about our services, fees, and charges. We disclose all material information that is relevant to our clients' investment decisions and ensure that our clients understand the risks associated with the derivative business.

  1. Compliance and Internal Controls

We have established a compliance function to ensure that we comply with all applicable laws and regulations. We have also implemented internal controls to ensure the integrity of our operations and the accuracy of our financial reporting.

  1. Training and Development

We provide our employees with training and development opportunities to ensure that they have the necessary skills and knowledge to perform their duties effectively. We also encourage our employees to maintain the highest standards of professional conduct and to adhere to our policies and procedures.

  1. Complaints and Dispute Resolution

We have established procedures for handling client complaints and resolving disputes in a fair and transparent manner. We are committed to addressing any complaints or disputes promptly and to providing our clients with a satisfactory resolution.

  1. Conclusion

We are committed to maintaining the highest standards of professional conduct and to complying with all applicable laws and regulations. We believe that our adherence to these regulations is essential to the success of our business and the protection of our clients. If you have any questions or concerns regarding our regulations, please do not hesitate to contact us.